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Exiger Moderates Compliance & Tech Panels at IIB Virtual Internal Audit Seminar

Home > Events > Exiger Moderates Compliance & Tech Panels at IIB Virtual Internal Audit Seminar

Join Exiger and IIB for its 2020 Virtual Internal Audit Seminar, which will occur on the mornings of December 7th and 8th. This year’s program includes additional areas/issues of focus for internal audit programs and professionals.

The agenda includes panels covering:

  • The relationship between Compliance and Internal Audit
  • Model validation and compliance technology systemsInformation security risksCredit risk
  • Anti-bribery, corruption and sanctions complianceA discussion with regulators on audit expectations and observations

Exiger will be moderating two panels:

Auditing Model Validations and Compliance Technology Systems

Monday, December 7th, 2020 | 11:20 AM – 12:20 pm

Increasing focus is being placed on internal/external audit involvement on second line BSA and OFAC model risk management and transaction monitoring/sanctions systems testing. Panelists will discuss a range of issues with respect to audit’s role, including design and operational effectiveness, use of external auditors, and the necessary technical skills.


Peter Weitzman, Regional Head of Compliance Risk Analytics, Exiger


  • Aadesh Gandhre, Managing Director, Head of IT Audit, Societe Generale
  • Adrian Garrido, Chief Audit Executive, Santander US Wei Ma, Head of Model Risk and Validation, SMBC
  • Susan Panzer, Director of Internal Audit Commerzbank, AG 

Compliance with Anti-Bribery, Corruption and Sanctions

Tuesday, December 8th, 2020 | 11:10 am – 12:10 pm

Compliance with FCPA and OFAC sanctions presents significant legal and reputational risks. This panel will discuss a number of important questions relevant to internal audit, including: How are these risks being identified? How are issues escalated and reported to relevant committees and the Board? How should firm’s programs evolve to reflect lessons learned from enforcement actions, regulatory guidance, and best practices?


Tara Loftus, Managing Director, Financial Crime Compliance Advisory, Exiger


  • Eduardo Crosa, Deputy Head Global Anti-Bribery & Corruption, Credit Suisse
  • Christian Scott, Head of Global Financial Crime Audit, UBS
  • Eric Volkman, Partner, Latham & Watkins LLP
  • Hong Hui Wong, Chief Compliance Officer, Agricultural Bank of China

The risk landscape is constantly changing. Hear about the latest with Exiger.