Bank Investment Consultant: Will SEC's proposed database of crooked reps do enough?

Wednesday, November 8, 2017

A searchable database solution of possible fraudsters - is it enough? Exiger’s Jay Lippman weighs in favorably on the proposal to make SEC’s regulatory histories of bad actors more accessible, plugging public disclosure gaps for investors when they conduct due diligence.

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Jay Lippman, Managing Director

Jay Lippman is a Managing Director based in Exiger’s New York office. A seasoned regulatory and compliance professional, he focuses on the firm’s anti-money laundering (AML) compliance and financial crime services.