Bank Investment Consultant: Will SEC's proposed database of crooked reps do enough?

Wednesday, November 8, 2017

A searchable database solution of possible fraudsters - is it enough? Exiger’s Jay Lippman weighs in favorably on the proposal to make SEC’s regulatory histories of bad actors more accessible, plugging public disclosure gaps for investors when they conduct due diligence.

Read the full article here

 

 
Contact Us

Get our Newsletter

Be the first to hear from our experts. Subscribe today!

Jay Lippman, Managing Director

Jay Lippman is a Managing Director based in Exiger’s New York office. A seasoned regulatory and compliance professional, he focuses on the firm’s anti-money laundering (AML) compliance and financial crime services.