Dan Banes Shares Dos & Don’ts of Managing a Regulatory Investigation / Monitor

Tuesday, September 10, 2019

As a result of enhanced regulatory scrutiny, more regulatory investigations have ultimately led to enforcement actions, prosecutions and/or a deferred prosecution agreement (DPA) – especially in the US context.

In this context, Exiger’s Daniel Banes will join a panel of financial crime compliance leaders from major financial institutions to share his expertise with members of the Association of Certified Anti-Money Laundering Specialists (ACAMS) Hong Kong Chapter at their training and networking event on September 10th. The discussion will cover why it is so important to manage the regulatory investigation process, or a monitor, and how to do this properly and effectively.


  • Esther Tsang
    Head of Asia Pacific Know-Your-Customer (KYC) Team, Financial Crime Compliance
    Goldman Sachs
    Chapter Board


  • Daniel Banes
    Managing Director, APAC Regional Leader

  • Ajay Budhrani, CAMS
    Director of Oversight, Financial Crime Compliance, Greater China & North Asia
    Standard Chartered Bank
    Chapter Board

  • Shabbir Syed, CAMS
    Director, Financial Crimes Office, Asia

Find out more about the event on the ACAMS Hong Kong Chapter website.

Contact Us

Get our Newsletter

Be the first to hear from our experts. Subscribe today!

Daniel Banes, Managing Director | APAC Regional Leader

Daniel Banes is a Managing Director and APAC Regional Leader based in Exiger’s Hong Kong office, where he focuses on the firm’s financial investigations, financial crime compliance, and technology solutions.  Dan relocated from New York to Hong Kong in 2017 to expand Exiger’s APAC presence.

More like this