Tag: FI Compliance

EU Crypto-Assets Regulation (MiCA): What Businesses Need to Know

This summer’s introduction of the Markets in Crypto-Assets (MiCA) is a significant step toward the harmonization of cryptocurrency regulation at the EU level. The new rules will help businesses better protect their assets — as well as those of customers and investors. In July 2023 the European Supervisory Authorities published the first of three consultation […]

The Future of FinCrime & Compliance: Key Takeaways for 2023

Exiger recently sponsored the Future of FinCrime & Compliance Conference put on by the International Compliance Association (ICA). The event, held May 12 in London, is an annual gathering for industry leaders in the UK and across Europe to benchmark strategy and best practices on how to stay efficient and vigilant in today’s ever-changing financial […]

FINTECH.TV: Samar Pratt on BNY Mellon’s New Digital Asset Custody Platform

BNY Mellon, the oldest bank in the United States, is now open for the crypto business. This makes them the largest US bank to safeguard digital assets and traditional investments. Samar Pratt, President of Advisory Solutions based in Exiger’s London office, joins FINTECH.TV‘s Remy Blaire to discuss how this shake-up will affect native crypto companies […]

ESG & Supply Chain Transparency

How Supply Chain Transparency Technology Protects Your Bottom Line and Combats Global Social Injustice By Erika Peters, Exiger Global Head of Third Party & Supply Chain Risk Management Read the full version of this article, Combating Global Social Injustice Through Supply Chain Transparency Tech, in SupplyChainBrain’s 2022 Supply Chain ESG Guide. Ethical behavior in supply […]

EU 6th Directive on Anti-Money Laundering (6AMLD)

What you need to know as a Compliance Officer Since June 3 2021, regulated entities operating in the European Union (“EU”) have been subject to the EU’s 6th Directive on AML (6AMLD). This is the latest in a series of legislative efforts by the EU to harmonise and enhance the bloc’s ability to tackle financial […]

The Renewed Spotlight on Crypto

CLIENT ALERT APRIL 7, 2022 – Last month, the FCA offered a warning on illegal crypto ATMs operating in the UK, highlighting that none of the crypto-assets firms registered with the FCA have been approved to offer ATM services. The Authority has said they will be contacting operators and instructing that the machines be shut […]

Companies and Sanctions Compliance: Navigating Though a Minefield

In 2018, the Office of Foreign Access Control (OFAC) announced its desire to pursue enforcement across a wider range of industries, and following this trend, published guidance outlining its expectations for corporations when implementing sanctions compliance programs in 2019. Similarly, the EU has also issued guidance to firms on how to manage internal compliance programs; […]

Exiger Makes the RegTech100 List for 2021

Fourth annual RegTech100 list announced to recognize the tech companies transforming compliance, risk management and cybersecurity   The 2021 RegTech100 is launched today by specialist research firm RegTech Analyst. The prestigious list recognizes Exiger amongst the world’s most innovative technology solution providers that address the challenges of dealing with regulatory pressures within financial services.   […]

Exiger Wins Best Anti-Money Laundering Award at the 2020 Central Banking Awards

The winners of Central Banking’s 2020 FinTech and RegTech Global Awards were unveiled on October 28 in an online ceremony. Across 21 categories, the awards recognise the central banks and private firms that are at the cutting edge of technology, from artificial intelligence to cloud integration, the promotion of fintech and new applications of data. […]

From TPRM to SCRM: Exiger on the Evolution in Supplier Compliance in COVID – Third-Party Party Risk Management Solutions w/ Erika Peters & Skyler Chi

Welcome to a special five-part podcast series, sponsored by Exiger, on topics From Third Party Risk Management to Supply Chain Risk Management: Exiger on the Evolution in Supplier Compliance in COVID. Exiger was founded to fight financial crime, fraud and terrorist financing by introducing technology-enabled solutions to the market’s biggest supply chain, risk, investigation, litigation, […]