Audit & Assurance
Trusted by regulators and powered by DDIQ, our approach to audit & assurance is backed by years of practical experience.
At Exiger, we know what good looks like.
Experienced professionals that understand how financial institutions work from the inside, Exiger combines a unique understanding of regulatory requirements & industry best practices along with our data analytics capabilities.
Our practical experts use an analytics-led approach to finding potential risk, crystallized-risk and conduct risk-based sampling, accelerating their assessment of controls, weaknesses and root causes of FCC failures.
A 360 Degree View: We’ve got you Covered
With an eye on regulatory expectations and an industry-first analytics-led approach, we address gaps in program design and execution, recommending changes to maintain reliable assurance practices with strategic financial-crime programs changes in mind.
Let Exiger Be Your Last Line of Defense
Powered by award-winning technology and using data analytics to efficiently, consistently and accurately assess your regulated programs, Exiger empowers its clients to introduce a more sustainable approach to risk management and evaluation.
Times Change . . . So Does Exiger.
Whether it’s meeting new regulatory requirements or reacting to the recent COVID-19 crisis, Exiger adjusts to meet your needs.
Internal Audit Functions of the Future
Exiger recently surveyed senior audit leaders at 12 banks and financial institutions:
- 100% of firms said they had cancelled audits or adjusted scopes due to COVID-19 travel restrictions
- 55% listed lack of remote auditing practices as a factor impacting their audits
The People
Michael Roe
Managing Director
Michael Roe is a Managing Director based in Exiger’s New York office, where he focuses on the firm’s regulatory and financial crime compliance matters. He has served as one of Exiger’s leaders engaged on the Monitorship of HSBC, and separately as the sanctions subject matter expert responsible for reviewing and reporting on all aspects of the sanctions compliance program of a major global financial institution. A veteran specialist in anti-money laundering (AML), Michael brings more than two decades of corporate compliance and legal experience to the Exiger team.
Samar Pratt
Managing Director
Samar Pratt is a Managing Director based in Exiger’s London office, where she is a leader in the firm’s financial crime compliance advisory practice, specialising in audit and assurance.
Since joining Exiger, Samar has served as the Deputy Monitor on behalf of the U.S. Department of Justice, led independent examinations for the Financial Conduct Authority and New York Federal Reserve Board, and also helped clients to strengthen their financial crime compliance controls across the three lines of defence.
Dayna Bordin
Managing Director |
EMEA Deputy Head, Finanical Crime Compliance
Dayna is a Managing Director and EMEA Deputy Head of Financial Crime Compliance based in Exiger’s London office, where she focuses on the firm’s financial crimes compliance and investigative operations. A specialist in anti-money laundering (AML), Dayna brings extensive corporate and criminal investigation experience to the Exiger team.
Erika Peters
Associate Managing Director
Erika Peters is an Associate Managing Director based in Exiger’s New York office, where she focuses on the firm’s financial crime compliance and assurance practices.
Daniel Banes
Managing Director
Daniel Banes is a Managing Director and APAC Regional Leader based in Exiger’s Hong Kong office, where he focuses on the firm’s financial investigations, financial crime compliance, and technology solutions. Dan relocated from New York to Hong Kong in 2017 to expand Exiger’s APAC presence.
Joseph M. Quiazon
Managing Director
Joseph M. Quiazon is a Managing Director and Head of Financial Crime Compliance based in Exiger’s Hong Kong office. He has worked extensively throughout the APAC region as an executive leader with over 25 years of financial crime risk experience, having held senior leadership roles as a Managing Director with Standard Chartered Bank, as a Partner with Ernst & Young, and as the former Asia Pacific practice leader on KPMG’s Global AML Group.
