IIB Annual Regulatory Compliance Seminar

This once-a-year program from the Institute of International Bankers (IIB) provides definitive and timely information on key examination and supervisory issues and best practices. It offers an excellent opportunity for experienced officers to be thoroughly updated on new developments and gain practical insights in preparing for examinations. It also gives new officers a solid introduction to the U.S. regulatory system and compliance requirements. Exiger is proud to be a Silver Sponsor of this event.

As in past years, senior regulators from the Federal Reserve Board, New York Fed, OCC, SEC, CFTC, DFS, and the NFA are invited. The program will also feature private-sector experts from the IIB’s member institutions and the IIB’s Associate Professional Members.

The Office of the General Counsel of the IIB has been certified by the New York State Continuing Legal Education Board as an Accredited Provider of continuing legal education. Seminar attendees who are experienced attorneys subject to the New York continuing legal education requirement will be eligible to receive CLE credit (in connection with this, a copy of the IIB’s financial hardship policy is available on request). 

Exiger’s Jonathan Ball will be lending his expertise as a moderator in the following panel:

The Evolving Intersection of Compliance and Risk:
How Best to Manage Compliance Risk

Tuesday, October 26, 2021 | 11:00am – 12:00pm ET

Global technological and environmental changes have driven different perspectives on old problems, from model risk and third-party operational risk to ESG and changed regulatory expectations regarding the management of compliance risk. This panel will engage experts in risk and compliance to discuss how regulatory expectations, combined with the changing risk and compliance domains, has impacted the functional interaction of risk and compliance functions.

Speakers

• Jonathan Ball, Moderator, Managing Director, Exiger
• Frank Morisano, Chief Risk Officer, Industrial and Commercial Bank of China Limited
• Ellen Zimiles, Partner, Financial Services Segment Leader, Guidehouse

View full event agenda here.