- Global Client Consultancy Lead at Thomson Reuters
- Global Head of KYC Operations at Nomura International plc
- Executive Director at Goldman Sachs
- AML Compliance Manager at UBS AG
Lee is a Senior Vice President based in Exiger’s New York office.
Lee joined Exiger from Thomson Reuters, where he was the Global Client Consultancy Lead. In this role, he focused on Pre-Sales Consultancy and product Implementation for the KYC managed service.
Before this, Lee was the Global head of KYC Operations at Nomura. While there, he was responsible for establishing the KYC operating framework across the business managing new to Bank business and the client refresh & remediation processes. In addition, Lee implemented the Banks first KYC onboarding KYC rules engine.
Lee has also worked at Goldman Sachs, he focused on KYC Operations, Client refresh & remediations and policy & process augmentation. Earlier, he was an AML Compliance manager at UBS AG, with a focus on KYC/AML and sanctions. He began his career in Operations at Merrill Lynch.
Lee is a trustee for a UK registered charity working in remote areas of Nepal on School and medical infrastructure projects.